US SEC Investment Adviser Public Disclosure (IAPD)

United States · financial-services · register

Registered investment adviser firms and representatives, with Form ADV filings and disciplinary disclosure, published as compilation report downloads.

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Where it lives

Publisher	US Securities and Exchange Commission
Publication mandate	Investment Advisers Act 1940 — Form ADV filing and disclosure
Licence	US Government work — public domain not verified
Access method	mixed
Fragmentation	SEC-registered and state-registered advisers published separately
Update frequency	monthly compilation reports
Free structured version	yes — https://adviserinfo.sec.gov/compilation
Who else serves this	none identified (listed as caution, not endorsement — an existing free or commercial service is often the most useful thing on this page)

Fields

CRD number
firm name
registration status
assets under management
employees
disciplinary disclosure
Form ADV items

Legal screen

mandated publication	pass
terms permissive or silent	pass
no login paywall captcha personal data	fail
no specialist legal advice needed	unknown
verdict	needs_review

Sources

https://adviserinfo.sec.gov/compilation

Last checked 2026-08-25.